EI
Ethan T. Imdieke
VANTAGE POINT WEALTH MANAGEMENT
Plymouth, MN 55441
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CRD#: 6616124
EI
Professional summary
Ethan Thomas Imdieke, who also goes by Ethan T Imdieke, Ethan Imdieke, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.
Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ethan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ethan T Imdieke | Ethan Imdieke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VPWM Advisors LLC; Yes; Plymouth, MN; RIA; Investment Advisor Representative; 04/2022; 160/ HRS MO; 160/ HRS MO; Investment advice, asset management, financial planning (2) LPL Financial LLC; Yes; Fort Mill, SC; Broker-Dealer; Registered Representative; 01/2012; 10/ HRS MO; 10/ HRS MO; Financial recommendations and client transactions in securities markets. (3) Ethan Imdieke, Sole Proprietor; Yes; Plymouth, MN; Insurance Agent; 10/2024; 10/ HRS MO; 10/ HRS MO; Insurance product sales. (4) The Blake School; No; Hopkins, MN; Athletic Coaching; Coach; 01/2017; 40/ HRS MO; 5/ HRS MO; ATHLETIC COACHING.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Thomas Imdieke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
VANTAGE POINT WEALTH MANAGEMENT
Office #1: 505 North Highway 169 Suite 260, Plymouth, MN 55441RIA
CRD#: 167886
Plymouth, MN
Current
January 12, 2022 - Present
LPL FINANCIAL LLC
Office #1: 505 N Highway 169 Suite 260, Plymouth, MN 55441Office #2: 220 Lake Street South, Suite I, Long Prairie, MN 56347RIA
BD
CRD#: 6413
Plymouth, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2023)
RR
Florida(1/31/2024)
RR
Minnesota(3/18/2022)
IAR
Minnesota(4/11/2022)
RR
North Dakota(11/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
