Cassandra N. Gendron

Some features on this profile are disabled

CRD#: 6615391

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cassandra Nicole Gendron, who also goes by Cassandra Nicole Menz, was a registered financial professional .

Cassandra is a previously registered financial professional and started their career in finance in 2016. Cassandra had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cassandra Nicole Menz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 24, 2020 - July 21, 2020

WESTVIEW INVESTMENT ADVISORS

RIA

CRD#: 305655

BURLINGTON, VT

Past

May 2, 2019 - March 12, 2020

WESTVIEW INVESTMENT ADVISORS, LLC

RIA

CRD#: 116001

BURLINGTON, VT

Past

April 29, 2016 - May 15, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SOUTH BURLINGTON, VT

Past

April 11, 2016 - May 15, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SOUTH BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTVIEW INVESTMENT ADVISORS

WESTVIEW INVESTMENT ADVISORS | WESTVIEW MANAGEMENT LLC

CRD#: 305655 / SEC#: 801-117557

RIA

Registered Investment Advisory firm - (10/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2016

General Securities Representative Examination

Current Firm

WESTVIEW INVESTMENT ADVISORS

WESTVIEW INVESTMENT ADVISORS | WESTVIEW MANAGEMENT LLC

CRD#: 305655 / SEC#: 801-117557

RIA

Registered Investment Advisory firm - (10/25/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

118 Pine St., Burlington, VT 05401

Mailing Address

Phone number

(802) 489-5342

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	471
AUM (Assets Under Management)	$ 196,770,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cassandra N. Gendron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WESTVIEW INVESTMENT ADVISORS

WESTVIEW INVESTMENT ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WESTVIEW INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2016

Current Firm

WESTVIEW INVESTMENT ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTVIEW INVESTMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors