William R. Sample

PREISZ FINANCIAL

Portland, OR 97239

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CRD#: 6615291

Professional summary

William Robert Sample, who also goes by Will Sample, William Sample, Williams Robert Sample, is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Sample | William Sample | Williams Robert Sample

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/2025 -Preisz Financial / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Sample's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

PREISZ FINANCIAL

Office #1: 4525 Sw Condor Ave, Portland, OR 97239

RIA

CRD#: 144469

Portland, OR

Current

September 29, 2025 - Present

LPL FINANCIAL LLC

Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061

RIA

CRD#: 6413

Portland, OR

Past

October 22, 2021 - August 27, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Lake Oswego, OR

Past

June 21, 2021 - August 27, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Lake Oswego, OR

Past

July 22, 2019 - April 30, 2021

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

PORTLAND, OR

Past

July 22, 2019 - April 30, 2021

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

PORTLAND, OR

Past

July 2, 2018 - September 14, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

May 4, 2018 - September 14, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (2/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/29/2025)

IAR

California
(9/30/2025)

Oregon
(9/29/2025)

Washington
(9/29/2025)

IAR

Washington
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (2/29/2020 Terminated)

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Contact information

Main Address

4525 Sw Condor Ave, Portland, OR 97239

Mailing Address

Phone number

(503) 224-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREISZ FINANCIAL FIRM BROCHURE (10/9/2025)

PREISZ FINANCIAL WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 612,791,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William R. Sample

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Sample's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

PREISZ FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2018

SIE

Date: 9/14/2018

Series 7

Date: 5/4/2018

FINRA

Current Firm

PREISZ FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREISZ FINANCIAL

TRUST BUT VERIFY

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