Johnny B. Ruiz
Professional summary
Johnny Brigido Ruiz, who also goes by Johnny B Ruiz, Johnny Brigido Ruiz Sr, Johnny Ruiz, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Johnny is registered as a RR (Registered Representative) and started their career in finance in 2016. Johnny has worked at 4 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johnny Brigido Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003September 5, 2023 - April 17, 2025
STONEHAVEN, LLC
January 1, 2023 - August 8, 2023
FINALIS SECURITIES LLC
August 2, 2021 - December 31, 2022
MAJOR DISTRIBUTION INVESTMENTS LLC
May 12, 2016 - December 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2016 - December 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2025)
(4/18/2025)
(4/18/2025)
(5/14/2025)
Exams
Series 7TO
Date: 12/28/2022
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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