Kent C. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Charles Cooper, who also goes by Kent Cooper, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 2017. Kent had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - July 29, 2021
LION STREET ADVISORS, LLC
July 27, 2018 - July 29, 2021
LION STREET FINANCIAL, LLC
August 31, 2017 - July 29, 2021
CSENGE ADVISORY GROUP, LLC
July 17, 2017 - July 31, 2018
FSC SECURITIES CORPORATION
January 30, 2017 - July 31, 2018
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
