BS
Brian A. Silver
CETERA INVESTMENT ADVISERS LLC
HUMBLE, TX 77338
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CRD#: 6614741
BS
Professional summary
Brian Anthony Silver, who also goes by Brian Silver, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Humble, Texas and CETERA WEALTH SERVICES, LLC located in Humble, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brian has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 99 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Silver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SG WEALTH LLC; Member: This is the LLC and branding that will be used to offer wealth management services. The purpose is to keep it separate from the CPA firm. Creating a separate LLC was recommended to keep the entities separate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/27/2022 ADDRESS: 1420 FM 1960 Bypass Rd E, Suite 108, Humble TX 77338, US; Offer wealth management services as an Avantax financial advisor. This will be the LLC that has the website, marketing, etc for the wealth management entity. 2) SILVER ACCOUNTING GROUP LLC POSITION: CEO NATURE: CPA Firm providing tax, bookkeeping, and payroll services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 125 START DATE: 07/01/2019 ADDRESS: 1420 FM 1960 Bypass Rd E, Suite 108, Humble TX 77338, United States DESCRIPTION: This is the accounting/tax firm that was in place prior to my affiliation with Avantax. I own the firm and run it on a day to day basis.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Anthony Silver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 30 Wilson Rd, Humble, TX 77338RIA
CRD#: 105644
HUMBLE, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1420 Fm 1960 Bypass Rd E Suite 108, Humble, TX 77338Office #2: 1431 Graham Dr Suite 150, Tomball, TX 77375BD
CRD#: 13572
Humble, TX
Past
December 15, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Humble, TX
Past
November 5, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Humble, TX
Past
April 11, 2018 - May 17, 2019
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
April 13, 2017 - May 17, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
