Ariel N. Jasso
WATERWAY WEALTH MANAGEMENT, L.L.C. | Client Associate
The Woodlands, TX 77380
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CRD#: 6614441
Professional summary
Ariel Nicole Jasso, who also goes by Ariel Nicole Beltran, Ariel Beltran, is a registered financial advisor currently at WATERWAY WEALTH MANAGEMENT, L.L.C. located in The Woodlands, Texas.
Ariel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ariel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Ariel Jasso is a Senior Client Associate with J.P. Morgan Wealth Management.
As a member of the Young Team, she provides account maintenance and implementation support for high-net-worth individuals and families. Ariel's responsibilities include coordinating the operational aspects of the team, preparing financial documents, and monitoring transactions. She has a reputation for managing day-to-day activities in a steady and experienced manner.
Ariel graduated from the University of Houston with a B.B.A in Finance. With 5 years of experience in financial services, she began her career in 2016 at Willis Johnson & Associated as an Intern. Ariel then moved to Fidelity Investments, where she gained valuable relationship management experience. She joined J.P. Morgan in 2019 after being drawn to the firm's stellar reputation and executional platforms.
She holds FINRA Series 7 and 66 licenses.
Ariel lives in Kingwood with her Husband, Pedro, and daughter, Grace. Outside of work, she enjoys spending time with her family and friends, and has a passion for cooking.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ariel Nicole Beltran | Ariel Beltran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective 1/7/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
CRS (Client Relationship Summary) - RIA
Click below to view Ariel Nicole Jasso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
WATERWAY WEALTH MANAGEMENT, L.L.C.
Office #1: 21 Waterway Suite 500, The Woodlands, TX 77380RIA
CRD#: 164975
The Woodlands, TX
Past
February 4, 2019 - February 10, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Houston, TX
Past
February 4, 2019 - February 10, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Houston, TX
Past
March 10, 2017 - January 4, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HOUSTON, TX
Past
January 5, 2017 - January 31, 2017
FSC SECURITIES CORPORATION
BD
CRD#: 7461
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WATERWAY WEALTH MANAGEMENT, L.L.C.
WATERWAY WEALTH MANAGEMENT, L.L.C.
CRD#: 164975 / SEC#: 801-77571
RIA
Registered Investment Advisory firm - (2/4/2013 Approved)Texas
Registered Investment Advisory firm - (2/6/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WATERWAY WEALTH MANAGEMENT, L.L.C.
WATERWAY WEALTH MANAGEMENT, L.L.C.
CRD#: 164975 / SEC#: 801-77571
RIA
Registered Investment Advisory firm - (2/4/2013 Approved)Texas
Registered Investment Advisory firm - (2/6/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
21 Waterway Suite 500, The Woodlands, TX 77380
Mailing Address
Phone number
(281) 363-0000
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 948 |
| AUM (Assets Under Management) | $ 552,789,475 |
Red Flags
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Company Information
WATERWAY WEALTH MANAGEMENT, L.L.C.
Client AssociateCRD#: 164975The Woodlands, TX 77380TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
