Steven Lacaj
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lacaj was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2016. Steven had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2021 - October 27, 2021
LEGEND ADVISORS, LLC
November 8, 2016 - July 22, 2019
WORDEN CAPITAL MANAGEMENT LLC
October 17, 2016 - November 9, 2016
LEGEND SECURITIES, INC.
August 24, 2016 - October 6, 2016
CALTON & ASSOCIATES, INC.
February 24, 2016 - August 23, 2016
LEGEND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORS, LLC
CRD#: 313341 / SEC#:
Contact information
Red Flags
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