Timothy A. Trier

RESOLUTE CAPITAL

GREENVILLE, SC 29601

CRD#: 6613715

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Professional summary

Timothy Alan Trier, who also goes by Tim A Trier, is a registered financial advisor currently at RESOLUTE CAPITAL, LLC located in Greenville, South Carolina.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim A Trier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Trier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2026 - Present

RESOLUTE CAPITAL, LLC

Office #1: 501 River Street Suite 200, Greenville, SC 29601

RIA

CRD#: 304558

GREENVILLE, SC

Past

January 8, 2024 - May 7, 2026

LORD AND RICHARDS

RIA

CRD#: 328907

HIGHLANDS RANCH, CO

Past

August 3, 2023 - June 13, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Highlands Ranch, CO

Past

May 6, 2016 - July 27, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Scottsbluff, NE

Past

April 18, 2016 - July 27, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Scottsbluff, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2016

General Securities Representative Examination

Current Firm

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

PREMIUM

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Contact information

Main Address

501 River Street Suite 200, Greenville, SC 29601

Mailing Address

Phone number

(864) 800-1831

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RESOLUTE CAPITAL ADV PART 2A 03-03-2026 (3/5/2026)

Regulatory assets under management

Total Number of Accounts	2,435
AUM (Assets Under Management)	$ 300,812,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy A. Trier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Trier's CRS (Customer Relationship Summary).

Certified licenses

Experience

LORD AND RICHARDS

AE WEALTH MANAGEMENT, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

RESOLUTE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2016

Current Firm

RESOLUTE CAPITAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESOLUTE CAPITAL, LLC

TRUST BUT VERIFY

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