Daniel Tedford Phillips
CFP®Professional Summary
Daniel Tedford Phillips, CFP® is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Birmingham, Alabama. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | VERDE WEALTH | STEWARDLY ADVISORS | SEEK FIRST FINANCIAL | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | DYNE WEALTH MANAGEMENT | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | BASILEIA WEALTH | ALPHA PRINCIPLE
Contact Information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243Phone Number
(205) 982-5515# of Employees
76SEC notice filing (42 States and Territories)
Registered to provide investment advisory services in 42 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
13,689AUM (Assets Under Management)
$5,095,829,877Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | VERDE WEALTH | STEWARDLY ADVISORS | SEEK FIRST FINANCIAL | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | DYNE WEALTH MANAGEMENT | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | BASILEIA WEALTH | ALPHA PRINCIPLE
State Registrations and Notice Filings
(10/1/2020)
(5/7/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Tedford Phillips's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO SECURITIES, LLC
TRUSTMONT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
