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GZ

Giordan M. Zaro

GM CAPITAL MANAGEMENT LLC
CHICAGO, IL
Some features on this profile are disabled
CRD#: 6613514
GZ

Professional summary

Giordan Marc Zaro, who also goes by Giordan Zaro, Marc Zaro, Giordan Marc Zaro, is a registered financial advisor currently at GM CAPITAL MANAGEMENT LLC located in Chicago, Illinois and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Giordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Giordan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Giordan Zaro | Marc Zaro | Giordan Marc Zaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giordan Marc Zaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2024 - Present

GM CAPITAL MANAGEMENT LLC

RIA
CRD#: 326504
CHICAGO, IL
Current

June 21, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
BD
CRD#: 114203
Chicago, IL
Past

October 22, 2024 - December 31, 2025

GM CAPITAL MANAGEMENT LLC

RIA
CRD#: 326504
CHICAGO, IL
Past

February 18, 2022 - March 31, 2023

WILSON FINANCIAL ADVISORY SERVICES

RIA
CRD#: 289286
COLUMBIA CITY, IN
Past

January 26, 2021 - July 23, 2021

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

March 23, 2020 - January 11, 2021

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

February 6, 2018 - November 13, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

February 6, 2018 - November 13, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 18, 2017 - December 1, 2017

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

January 1, 2017 - December 1, 2017

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/27/2023)
IAR
Illinois
(10/22/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GM CAPITAL MANAGEMENT LLC
GM CAPITAL MANAGEMENT LLC | GM PRIVATE EQUITY LLC

CRD#: 326504 / SEC#:

Illinois
Registered Investment Advisory firm - (10/22/2024 Approved)
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Contact information

Main Address
Chicago, IL
Mailing Address
Phone number
(917) 399-9224
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GM CAPITAL MANAGEMENT LLC

CRD#: 326504Chicago, IL

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