Jason J. Dittberner

GENEOS WEALTH MANAGEMENT

Flagstaff, AZ 86001

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CRD#: 6613437

Professional summary

Jason J Dittberner is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Flagstaff, Arizona and HEFFERNAN ADVISORY, INC. located in Flagstaff, Arizona.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA/IAR will work under ASCENDANT FINANCIAL SOLUTIONS LOCATED AT BRANCH LOCATION. 2) Independent Rep with various insurance carriers for Fixed Insurance. 3) JD FINANCIAL SERVICES LLC-OWNER. 4) JASON DITTBERNER DDS-DENTIST. 5) ASSOCIATION OF FINANCIAL EDUCATORS-SPEAKER. 6) SURVEY INCOME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason J Dittberner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jason J Dittberner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2016 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 809 W Riordan Suite #104, Flagstaff, AZ 86001Office #2: 2525 E Arizona Biltmore Circle Suite C131, Phoenix, AZ 85016Office #3: 1910 S Stapley Dr Suite 221, Mesa, AZ 85204

RIA

CRD#: 120894

Flagstaff, AZ

Current

May 6, 2016 - Present

HEFFERNAN ADVISORY, INC.

Office #1: 809 W. Riordan Suite 104, Flagstaff, AZ 86001Office #2: 1910 S Stapley Drive Suite 221, Mesa, AZ 85204Office #3: 2525 East Arizona Biltmore Circle Suite C-131, Phoenix, AZ 85016

RIA

CRD#: 116771

Flagstaff, AZ

Current

February 24, 2016 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 809 W Riordan Suite #104, Flagstaff, AZ 86001Office #2: 2525 E Arizona Biltmore Circle Suite C131, Phoenix, AZ 85016Office #3: 1910 S Stapley Dr Suite 221, Mesa, AZ 85204

RIA

CRD#: 120894

Flagstaff, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894 / SEC#: 801-62331, 8-65357

RIA

Registered Investment Advisory firm - SEC (8/20/2003 Approved)

Arizona

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

California

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Colorado

Registered Investment Advisory firm - SEC (9/11/2003 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Illinois

Registered Investment Advisory firm - SEC (8/20/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Texas

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/7/2020)

IAR

Alaska
(5/7/2024)

Arizona
(4/26/2016)

IAR

Arizona
(4/26/2016)

California
(1/7/2020)

Colorado
(1/7/2020)

Florida
(1/7/2020)

IAR

Florida
(5/8/2024)

Idaho
(1/7/2020)

Illinois
(10/30/2023)

IAR

Illinois
(11/6/2023)

Iowa
(2/26/2020)

Kansas
(1/7/2020)

IAR

Michigan
(11/1/2023)

Minnesota
(1/7/2020)

IAR

Minnesota
(5/15/2025)

IAR

Mississippi
(1/31/2024)

Montana
(1/7/2020)

Nevada
(1/7/2020)

New Mexico
(1/7/2020)

IAR

North Carolina
(10/31/2023)

Ohio
(1/26/2024)

Oklahoma
(1/7/2020)

Oregon
(1/6/2025)

South Carolina
(1/4/2022)

South Dakota
(1/7/2020)

Tennessee
(4/15/2024)

Texas
(1/7/2020)

IAR

Texas
(5/8/2024)

Washington
(1/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894 / SEC#: 801-62331, 8-65357

RIA

Registered Investment Advisory firm - SEC (8/20/2003 Approved)

Arizona

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

California

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Colorado

Registered Investment Advisory firm - SEC (9/11/2003 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Illinois

Registered Investment Advisory firm - SEC (8/20/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Texas

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (8/28/2003 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

9635 Maroon Circle Suite 100, Englewood, CO 80112

Mailing Address

9635 Maroon Circle Suite 100, Englewood, CO 80112

Phone number

(303) 785-8470

Established

Colorado since 04/12/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

200

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISOR DISCLOSURE BROCHURE (3/14/2025)

VIP ULTRA WRAP FEE DISCLOSURE BROCHURE (3/14/2025)

AXIOM WRAP FEE DISCLOSURE BROCHURE (3/14/2025)

Direct owners and executive officers

Name	Position	CRD#
GWM HOLDINGS, INC	STOCKHOLDER
BRUBAKER-RAGER, JODEE MAY	PRESIDENT & CHIEF COMPLIANCE OFFICER	1888958
DIACHOK, RUSSELL RHINE	DIRECTOR	1049804
DIACHOK, RYAN WESLEY	CEO	4047236
HELMS, JEFFREY WRIGHT	DIRECTOR	1346620
OLSON, RAYMOND COREY	CFO	1527445
RAGER, DEAN ALLEN	CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER	2852133

Regulatory assets under management

Total Number of Accounts	22,073
AUM (Assets Under Management)	$ 5,597,034,535

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason J. Dittberner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason J Dittberner's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason J Dittberner's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEFFERNAN ADVISORY, INC.

GENEOS WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

GENEOS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2016

FINRA

Current Firm

GENEOS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GENEOS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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