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MJ

Melissa K. Jagdharry

GUGGENHEIM FUNDS DISTRIBUTORS
NEW YORK, NY 10017-5001
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CRD#: 6613360
MJ
Melissa K JagdharryGUGGENHEIM FUNDS DISTRIBUTORS

Professional summary

Melissa K Jagdharry, who also goes by Melissa Khamwattie Jagdharry, Melissa Jagdharry, is a registered financial professional currently at GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in New York, New York and GUGGENHEIM INVESTOR SERVICES, LLC located in New York, New York.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2025. Melissa has worked at 2 firms and has passed the Series 99TO and SIE exams.

Aliases

Melissa Khamwattie Jagdharry | Melissa Jagdharry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - BD

Click below to view Melissa K Jagdharry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2025 - Present

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Office #1: 330 Madison Ave, New York, NY 10017-5001
RIA
BD
CRD#: 39805
NEW YORK, NY
Current

July 14, 2025 - Present

GUGGENHEIM INVESTOR SERVICES, LLC

Office #1: 330 Madison Avenue, New York, NY 10017
BD
CRD#: 30096
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 7/14/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 11/26/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GUGGENHEIM INVESTOR SERVICES, LLC
GUGGENHEIM INVESTMENTS | INTER-ATLANTIC SECURITIES CORPORATION | GUGGENHEIM SECURITIES, LLC | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096 / SEC#: , 8-44742

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
330 Madison Avenue, New York, NY 10017
Mailing Address
330 Madison Avenue, New York, NY 10017
Phone number
(212) 901-9405
Established
Delaware since 12/31/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GUGGENHEIM FUNDS SERVICES, LLCMEMBER
CHAN, YING ZPRINCIPAL FINANCIAL AND OPERATIONS OFFICER4956885
DILORENZO, DINA MARIEMANAGING EXECUTIVE2664787
SAPERSTEIN, ROBERT ANDREWCHIEF COMPLIANCE OFFICER2567876

Red Flags

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Company Information

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096New York, NY 10017-5001

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