Max F. Thornes

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Seattle, WA 98102

Some features on this profile are disabled

CRD#: 6613344

Professional summary

Max Frederick Thornes is a registered financial advisor currently at FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC located in Seattle, Washington.

Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Max has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Frederick Thornes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2016 - Present

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Office #1: 707 E Harrison St, Seattle, WA 98102

RIA

CRD#: 170918

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

FAIRVIEW PARTNERS | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

CRD#: 170918 / SEC#: 801-120918

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (1/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2016

Uniform Investment Adviser Law Examination

Current Firm

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

FAIRVIEW PARTNERS | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

CRD#: 170918 / SEC#: 801-120918

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (1/26/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

707 E Harrison St, Seattle, WA 98102

Mailing Address

Phone number

(206) 432-9439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT, LLC BROCHURE - PART 2B (3/28/2025)

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT, LLC BROCHURE - PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 266,454,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Max F. Thornes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Frederick Thornes's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Primary Firm SEC Registration

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2016

Current Firm

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors