SC
Susan J. Cook
HORIZONS WEALTH MANAGEMENT
Asheville, NC 28801
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CRD#: 6612756
SC
Professional summary
Susan Jane Cook, CFP® is a registered financial advisor currently at HORIZONS WEALTH MANAGEMENT located in Asheville, North Carolina.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Susan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Part owner of the Rough and Tumble Lodge in New Zealand. No hours during securities trading are used. Approximately 10 hours a month are devoted. 2) Susan Cook Financial Planning; Investment-related; Hendersonville, NC; start date: 4/2023; approximately 10 hrs/month; provision of hourly based fee only financial planning on a project or consultation basis.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Jane Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
December 7, 2016 - Present
HORIZONS WEALTH MANAGEMENT
Office #1: 82 Patton Ave., Suite 206, Asheville, NC 28801RIA
CRD#: 127457
Asheville, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORIZONS WEALTH MANAGEMENT
HORIZONS WEALTH MANAGEMENT | MARTIN, GLEN J. | HORIZONS WEALTH MANAGEMENT, INC.
CRD#: 127457 / SEC#: 801-116722
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)North Carolina
Registered Investment Advisory firm - (6/17/2019 Terminated)South Carolina
Registered Investment Advisory firm - (6/13/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(12/7/2016)
IAR
South Carolina(12/7/2016)
Current Firm
HORIZONS WEALTH MANAGEMENT
HORIZONS WEALTH MANAGEMENT | MARTIN, GLEN J. | HORIZONS WEALTH MANAGEMENT, INC.
CRD#: 127457 / SEC#: 801-116722
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)North Carolina
Registered Investment Advisory firm - (6/17/2019 Terminated)South Carolina
Registered Investment Advisory firm - (6/13/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
82 Patton Ave. Suite 206, Asheville, NC 28801
Mailing Address
Phone number
(828) 337-9395
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 613 |
| AUM (Assets Under Management) | $ 219,485,698 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/05/2025 | ||
| 02/06/2024 |
Red Flags
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Company Information
HORIZONS WEALTH MANAGEMENT
CRD#: 127457Asheville, NC 28801TRUST BUT VERIFY
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