Richard Sanchez

STERLING FINANCIAL PLANNING

Sparta, NJ 07871-2608

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CRD#: 6612661

Professional summary

Richard Sanchez is a registered financial advisor currently at STERLING FINANCIAL PLANNING INC located in Sparta, New Jersey.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRIVATE CLIENT GROUP WFP LLC DBA WEALTH FINANCIAL PARTNERS POSITION: Paraplanner NATURE: Provide support to Sr. Advisor with day to day analysis to the clients which includes wealth management, tax analysis, cash flow analysis, college planning and scheduled portfolio reviews. Client services include the sales of life insurance, securities, bonds, notes and alternative investments. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/22/2024 ADDRESS: 22 Church St, Box 60, Liberty Corner NJ 07938, United States DESCRIPTION: Provide client reviews for clientsprovide analysis for Sr. AdvisorDelegate client questions to officePrepare Financial Plans for Advisor clientsPrepare for client meetings

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

STERLING FINANCIAL PLANNING INC

Office #1: 60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608

RIA

CRD#: 108664

Sparta, NJ

Past

January 22, 2024 - October 23, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

DALLAS, TX

Past

January 21, 2024 - October 23, 2024

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Liberty Corner, NJ

Past

May 10, 2022 - November 3, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Rockaway, NJ

Past

May 10, 2022 - November 3, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Rockaway, NJ

Past

February 25, 2019 - May 10, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROCKAWAY, NJ

Past

September 17, 2018 - May 10, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

Rockaway, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STERLING FINANCIAL PLANNING INC

CRD#: 108664 / SEC#: 801-56025

RIA

Registered Investment Advisory firm - (11/10/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2018

General Securities Representative Examination

Current Firm

STERLING FINANCIAL PLANNING INC

CRD#: 108664 / SEC#: 801-56025

RIA

Registered Investment Advisory firm - (11/10/1998 Approved)

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Contact information

Main Address

60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608

Mailing Address

Phone number

(973) 729-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,602
AUM (Assets Under Management)	$ 671,921,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Richard Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

STERLING FINANCIAL PLANNING INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2018

Current Firm

STERLING FINANCIAL PLANNING INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STERLING FINANCIAL PLANNING INC

TRUST BUT VERIFY

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