JM
Jessica V. Moran
SANTANDER SECURITIES
Springfield, MA 01108
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CRD#: 6612579
JM
Jessica V MoranSANTANDER SECURITIES
Professional summary
Jessica V Moran, who also goes by Jessica V Hoffman, Jessica VIctoria Hoffman, Jessica Victoria Moran, is a registered financial professional currently at SANTANDER SECURITIES LLC located in Springfield, Massachusetts.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2022. Jessica has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Jessica V Hoffman | Jessica Victoria Hoffman | Jessica Victoria Moran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jessica V Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2026 - Present
SANTANDER SECURITIES LLC
Office #1: 590 Sumner Avenue, Springfield, MA 01108RIA
BD
CRD#: 41791
Springfield, MA
Past
January 14, 2022 - July 23, 2026
BOFA SECURITIES, INC.
BD
CRD#: 283942
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2026)
RR
Alaska(8/20/2026)
RR
Arizona(8/20/2026)
RR
Arkansas(8/20/2026)
RR
California(8/20/2026)
RR
Colorado(8/20/2026)
RR
Connecticut(8/20/2026)
RR
Delaware(8/20/2026)
RR
District of Columbia(8/20/2026)
RR
Florida(8/20/2026)
RR
Georgia(8/20/2026)
RR
Hawaii(8/20/2026)
RR
Idaho(8/20/2026)
RR
Illinois(8/20/2026)
RR
Indiana(8/20/2026)
RR
Iowa(8/20/2026)
RR
Kansas(8/20/2026)
RR
Kentucky(8/20/2026)
RR
Louisiana(8/20/2026)
RR
Maine(8/20/2026)
RR
Maryland(8/20/2026)
RR
Massachusetts(8/20/2026)
RR
Michigan(8/20/2026)
RR
Minnesota(8/20/2026)
RR
Mississippi(8/20/2026)
RR
Missouri(8/20/2026)
RR
Montana(8/20/2026)
RR
Nebraska(8/20/2026)
RR
Nevada(8/20/2026)
RR
New Hampshire(8/20/2026)
RR
New Jersey(8/20/2026)
RR
New Mexico(8/20/2026)
RR
New York(8/20/2026)
RR
North Carolina(8/20/2026)
RR
North Dakota(8/20/2026)
RR
Ohio(8/20/2026)
RR
Oklahoma(8/20/2026)
RR
Oregon(8/20/2026)
RR
Pennsylvania(8/20/2026)
RR
Rhode Island(8/20/2026)
RR
South Carolina(8/20/2026)
RR
South Dakota(8/20/2026)
RR
Tennessee(8/20/2026)
RR
Texas(8/20/2026)
RR
Utah(8/20/2026)
RR
Vermont(8/20/2026)
RR
Virginia(8/20/2026)
RR
Washington(8/20/2026)
RR
West Virginia(8/20/2026)
RR
Wisconsin(8/20/2026)
RR
Wyoming(8/20/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Springfield, MA 01108TRUST BUT VERIFY
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