JB
Johven Mike S. Barga
TRANSAMERICA FINANCIAL ADVISORS
APOPKA, FL 32703
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CRD#: 6611862
JB
Professional summary
Johven Mike Salang Barga, who also goes by Marlowe Salang Barga, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Apopka, Florida.
Johven Mike is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Johven Mike has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marlowe Salang Barga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales Of Insurance Products & Non-Insurance Products, Part-Time or Full-Time, For Companies Affiliated with Transamerica Financial Advisors, Inc WORLD SYSTEM BUILDERS (WSB) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC| MARKETING | ALVISO, CA | 02/2023 | YES - INVESTMENT RELATED NATIONAL ASSOCIATION OF REGISTERED SOCIAL SECURITY ANALYTS | MELVILLE, NY | 09/2021 | YES- INVESTMENT RELATED | RSSA EDICATIONAL ENCOMPASSED | 7 /2020 | KNOXVILLE, TN | YES - INVESTMENT RELATED | CONSULTANT RENTAL PROPERTY | YES INVESTMENT RELATED | 6/2017 | LITHIA, FL | OWNER - RENTAL PROPERTIEIS LSPN Pro, LLC / 0522-prst / IR: N /100 N. State Street, Ste.B, Lindon, UT 84042 / Ind Rep/ estate planning services / LA: 2 / sec trading hrs.: 0 / client communications, 0921-prst / 68 south service road, ste100, Melville, NY 11747 / RSSA / consultant-analyst / hrwkmthly:12/sectrd: 1/ as a registered social security analyst (RSSA) providing education on issues related to social security, application process. heartland institute of financial education (HIFE)/IR: N: /college consultant/8.21.2015/8301 east prentice Ave, ste312, greenwood village, co 80111/HIFE college coaching program provides families with a coach that will guide them thru career planning, college admissions process & funding options thru scholarships & grants. /Hr mthly: 4/hours during sec trd:0 optimum mobility LLC / 1119 -Prt/ IR: N/address: 3072 Prince wood DR. Minneola, FL 34715/ position: physical therapist / nature of business: home health physical therapy/hrs. mth30/sec trading hrs.: 2/ duties: evaluate & treat patients in the home setting, develop plan based on patient's needs. HEALTH INSURANCE POSITION: Independent Agent NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1802 N Alafaya Trail, Suite 120, Orlando FL 32826, United States DESCRIPTION: I contact potential customers and sell Health insurance plans to them. Approved with Limitations. KINETIC PLANNING LLC POSITION: President NATURE: Health Insurance Sales, Rental Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 08/03/2024 ADDRESS: 3072 Princewood Drive, Minneola FL 34715, United States DESCRIPTION: Health Insurance Sales: Provide education and service to clients looking to have coverage thru the Marketplace, Medicare Advantage solutions, Prescription drug coverage, Dental, Vision, Travel insurance and supplemental insurance plans. Rental Property Management: Manage the rental property that we own, collect rent, facilitate service calls if the property needs maintenance. If the lease is ended, prepare property and look for new tenants. INHERITGUARD, LLC POSITION: Not applicable/none NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: 30 N Gould Street, Ste 41954, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments
CRS (Client Relationship Summary) - RIA
Click below to view Johven Mike Salang Barga's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Johven Mike Salang Barga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2017 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1929 Ocoee Apopka Rd 1st Floor, Apopka, FL 32703RIA
BD
CRD#: 16164
APOPKA, FL
Current
February 12, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1929 Ocoee Apopka Rd 1st Floor, Apopka, FL 32703RIA
BD
CRD#: 16164
APOPKA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/17/2023)
RR
California(4/25/2016)
RR
Florida(2/12/2016)
IAR
Florida(8/8/2017)
RR
Georgia(4/8/2019)
RR
Illinois(5/17/2016)
RR
Indiana(4/5/2016)
RR
Kansas(8/7/2023)
RR
Maryland(9/3/2024)
RR
Massachusetts(9/15/2020)
RR
Missouri(8/27/2021)
RR
Nevada(10/27/2025)
RR
New Jersey(8/10/2020)
IAR
New Jersey(8/11/2020)
RR
New York(8/10/2020)
RR
North Carolina(9/3/2020)
IAR
North Carolina(12/15/2020)
RR
Oregon(8/1/2023)
RR
South Carolina(7/11/2023)
RR
Texas(7/20/2021)
IAR
Texas(7/20/2021)
RR
Virginia(8/1/2023)
RR
Washington(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Apopka, FL 32703TRUST BUT VERIFY
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