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Trevor J. Czerniejewski

LPL ENTERPRISE

Saint Louis, MO 63128

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CRD#: 6611808

Professional summary

Trevor John Czerniejewski, who also goes by Trevor J Czerniejewski, Trevor Czerniejewski, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Saint Louis, Missouri.

Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Trevor has worked at 14 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trevor J Czerniejewski | Trevor Czerniejewski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor John Czerniejewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Trevor John Czerniejewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 5626 Greenton Way, Saint Louis, MO 63128

RIA

BD

CRD#: 8733

Saint Louis, MO

Current

September 13, 2024 - Present

LPL ENTERPRISE, LLC

RIA

BD

CRD#: 8733

SAINT LOUIS, MO

Past

October 12, 2023 - September 13, 2024

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

St. Peters, MO

Past

April 13, 2023 - July 17, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

April 13, 2023 - July 17, 2023

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

April 13, 2023 - July 17, 2023

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

Past

April 13, 2023 - July 17, 2023

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

April 13, 2023 - July 17, 2023

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

September 8, 2022 - July 17, 2023

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SYRACUSE, NY

Past

September 8, 2022 - July 17, 2023

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

SYRACUSE, NY

Past

June 17, 2022 - September 15, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST LOUIS, MO

Past

June 17, 2022 - September 15, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD

CRD#: 793

ST. LOUIS, MO

Past

September 27, 2021 - May 16, 2022

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

ST Louis, MO

Past

March 13, 2019 - October 5, 2021

EDWARD JONES

RIA

CRD#: 250

ST LOUIS, MO

Past

March 13, 2019 - October 5, 2021

EDWARD JONES

BD

CRD#: 250

ST LOUIS, MO

Past

September 6, 2018 - January 2, 2019

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

ST. LOUIS, MO

Past

September 6, 2018 - January 2, 2019

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD

CRD#: 38357

ST. LOUIS, MO

Past

June 21, 2018 - July 26, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Valparaiso, IN

Past

June 21, 2018 - July 26, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

Valparaiso, IN

Past

November 21, 2017 - June 19, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CREVE COEUR, MO

Past

October 16, 2017 - June 19, 2018

EQUITABLE ADVISORS, LLC

BD

CRD#: 6627

CREVE COEUR, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LE

LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(10/22/2024)

RR

Alaska
(10/22/2024)

RR

Arizona
(10/22/2024)

RR

Arkansas
(10/22/2024)

RR

California
(10/22/2024)

RR

Colorado
(10/22/2024)

RR

Connecticut
(10/22/2024)

RR

Delaware
(10/22/2024)

RR

District of Columbia
(10/22/2024)

RR

Florida
(10/22/2024)

RR

Georgia
(10/22/2024)

RR

Hawaii
(10/22/2024)

RR

Idaho
(10/22/2024)

RR

Illinois
(10/22/2024)

RR

Indiana
(10/22/2024)

RR

Iowa
(10/22/2024)

RR

Kansas
(10/22/2024)

RR

Kentucky
(10/22/2024)

RR

Louisiana
(10/22/2024)

RR

Maine
(10/22/2024)

RR

Maryland
(10/22/2024)

RR

Massachusetts
(10/22/2024)

RR

Michigan
(10/22/2024)

RR

Minnesota
(10/22/2024)

RR

Mississippi
(10/22/2024)

RR

Missouri
(9/13/2024)

IAR

Missouri
(9/13/2024)

RR

Montana
(10/22/2024)

RR

Nebraska
(10/22/2024)

RR

Nevada
(10/22/2024)

RR

New Hampshire
(10/22/2024)

RR

New Jersey
(10/22/2024)

RR

New Mexico
(10/22/2024)

RR

New York
(10/22/2024)

RR

North Carolina
(10/22/2024)

RR

North Dakota
(10/22/2024)

RR

Ohio
(10/23/2024)

RR

Oklahoma
(10/22/2024)

RR

Oregon
(10/22/2024)

RR

Pennsylvania
(10/22/2024)

RR

Puerto Rico
(10/22/2024)

RR

Rhode Island
(10/22/2024)

RR

South Carolina
(9/13/2024)

IAR

South Carolina
(9/18/2024)

RR

South Dakota
(10/22/2024)

RR

Tennessee
(10/22/2024)

RR

Texas
(10/22/2024)

IAR

Texas
(10/23/2024)

RR

Utah
(10/22/2024)

RR

Vermont
(10/22/2024)

RR

Virgin Islands
(10/22/2024)

RR

Virginia
(10/22/2024)

RR

Washington
(10/22/2024)

RR

West Virginia
(10/22/2024)

RR

Wisconsin
(10/22/2024)

RR

Wyoming
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 11/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 10/16/2017

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 4

Date: 4/14/2025

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 9

Date: 10/28/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

RR

Series 10

Date: 8/19/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

RR

Series 24

Date: 6/11/2019

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

LE

LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LPL ENTERPRISE, LLC

CRD#: 8733Saint Louis, MO 63128

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