James E. Boyle

PLAN FIRST WEALTH LLC

PHILADELPHIA, PA

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CRD#: 6611274

Professional summary

James Edward Boyle, CFP®, who also goes by James Boyle, James Edward Boyle, is a registered financial advisor currently at PLAN FIRST WEALTH LLC located in Philadelphia, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Boyle | James Edward Boyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Boyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 3, 2022 - Present

PLAN FIRST WEALTH LLC

RIA

CRD#: 289185

PHILADELPHIA, PA

Past

February 28, 2019 - January 27, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

HARLEYSVILLE, PA

Past

February 28, 2019 - January 27, 2022

LPL FINANCIAL LLC

CRD#: 6413

HARLEYSVILLE, PA

Past

January 3, 2018 - January 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

December 11, 2017 - January 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

March 4, 2016 - February 27, 2017

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN FIRST WEALTH LLC

PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC

CRD#: 289185 / SEC#: 801-114931

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

California

Registered Investment Advisory firm - (5/9/2019 Terminated)

New York

Registered Investment Advisory firm - (4/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/3/2022)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2016

General Securities Representative Examination

Current Firm

PLAN FIRST WEALTH LLC

PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC

CRD#: 289185 / SEC#: 801-114931

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

California

Registered Investment Advisory firm - (5/9/2019 Terminated)

New York

Registered Investment Advisory firm - (4/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2019 Terminated)

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Contact information

Main Address

Greenwich, CT

Mailing Address

228 Park Ave S #51430, New York, NY 10003

Phone number

(646) 201-4865

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PLAN FIRST WEALTH (8/25/2025)

ADV PART 2A- PLAN FIRST WEALTH APPENDIX A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 120,370,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Boyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Boyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIS BROKERAGE & SECURITIES SERVICES LLC

Primary Firm SEC Registration

PLAN FIRST WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2017

Series 63

Date: 4/25/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2016

Current Firm

PLAN FIRST WEALTH LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN FIRST WEALTH LLC

TRUST BUT VERIFY

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