DW
Daniel Werts
BUCK WEALTH STRATEGIES
Denver, CO 80237
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CRD#: 6610699
DW
Professional summary
Daniel Werts is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Lakewood, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: LTCPro, LLC DBA FEDERAL BENEFITS MADE SIMPLE AN E.A. BUCK COMPANY; INVESTMENT RELATED: YES; 1 DENVER FEDERAL CENTER BUILDING 45 ROOM 1050 ENTRANCE E9, LAKEWOOD, CO; NATURE: FINANCIAL PLANNING, ANALYZE CLIENTS INVESTMENTS AND MAKE RECOMMENDATIONS, SELL FINANCIAL PRODUCTS SUITABLE AND INLINE WITH THEIR GOALS. START DATE: 04/2021; HOURS/MONTH: 160; TRADNG HOURS/MONTH: 140; POSITION: TITLE; FINANCIAL ADVISOR; DUTIES: DOING PRESENTATIONS FOR FEDERAL EMPLOYEES ON THEIR BENEFITS AND PROVIDING EDUCATIONAL SEMINARS THROUGH THE DBA, ANALYZE CLIENTS BENEFITS AND INVESTMENTS AND MAKE RECOMMENDATIONS. OFFER FINANCIAL PRODUCTS IN LINE WITH CLIENTS ESTABLISHED GOALS AND INSURANCE SALES. 2.) NAME: MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N. STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 04/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 3.) E.A. BUCK INSURANCE DBA E.A. BUCK FINANCIAL SERVICES; YES INVESTMENT RELATED; 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE AND DUTIES: FINANCIAL ADVISOR AND INSURANCE AGENT; START DATE 09/2021. APPROX 160 HOURS A MONTH. APPROX 160 DURING TRADING. 4.) NAME: BUCK WEALTH STRATEGIES; INVESTMENT RELATED; YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSES MANAGEMENT SERVICES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 1/24/2025; HOURS PER WEEK: 40 HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Werts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237RIA
CRD#: 322138
Denver, CO
Current
April 7, 2021 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1 Denver Federal Center Building 45 Room 1050, Entrance E9, Lakewood, CO 80225RIA
BD
CRD#: 23224
Lakewood, CO
Past
April 7, 2021 - May 9, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Denver, CO
Past
December 19, 2016 - April 13, 2021
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
DENVER, CO
Past
October 19, 2016 - April 13, 2021
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/14/2024)
RR
Colorado(4/7/2021)
IAR
Colorado(1/22/2025)
RR
Florida(4/12/2024)
RR
Hawaii(4/7/2021)
RR
Illinois(7/16/2024)
RR
Louisiana(5/8/2024)
RR
Tennessee(4/15/2024)
RR
Texas(4/15/2024)
RR
Virginia(11/7/2024)
RR
Washington(7/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
