Juan I. Rodriguez

AQUASPHERE AM

Miami, FL 33130

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CRD#: 6610591

Professional summary

Juan Ignacio Rodriguez is a registered financial advisor currently at AQUASPHERE AM, LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Juan has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Ignacio Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2023 - Present

AQUASPHERE AM, LLC

Office #1: 1250 S Miami Ave Suite 1113, Miami, FL 33130

RIA

CRD#: 321776

Miami, FL

Past

June 16, 2016 - October 11, 2018

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2016

General Securities Representative Examination

Current Firm

AQUASPHERE AM, LLC

AQUASPHERE AM LLC | AQUASPHERE AM, LLC

CRD#: 321776 / SEC#:

Florida

Registered Investment Advisory firm - (10/25/2022 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(786) 597-0373

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan I. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Ignacio Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQUASPHERE AM, LLC

VECTORGLOBAL WMG

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2016

Current Firm

AQUASPHERE AM, LLC

Contact information

Documents

Red Flags

Company Information

AQUASPHERE AM, LLC

TRUST BUT VERIFY

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