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JR

Juan I. Rodriguez

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CRD#: 6610591
JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Juan Ignacio Rodriguez was a registered financial professional .

Juan is a previously registered financial professional and started their career in finance in 2016. Juan had worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 16, 2023 - December 31, 2025

AQUASPHERE AM, LLC

RIA
CRD#: 321776
Miami, FL
Past

June 16, 2016 - October 11, 2018

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2016
General Securities Representative Examination

Current Firm

AA
AQUASPHERE AM, LLC
AQUASPHERE AM LLC | AQUASPHERE AM, LLC

CRD#: 321776 / SEC#:

Florida
Registered Investment Advisory firm - (10/25/2022 Approved)
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Contact information

Main Address
Coral Gables, FL
Mailing Address
Phone number
(786) 597-0373
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQUASPHERE AM, LLC

CRD#: 321776

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