Richard J. Glikes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard James Glikes, who also goes by Richard James Glikes III, Richard Glikes, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2016. Richard had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2025 - April 23, 2026
GRANT WILLIAMS L.P.
November 3, 2023 - December 21, 2023
RUSSELL INVESTMENTS
December 9, 2022 - December 21, 2023
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 7, 2022 - December 1, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 12, 2016 - January 3, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/27/2022
General Securities Representative ExaminationCurrent Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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