Richard J. Glikes
Professional summary
Richard James Glikes III, who also goes by Richard Glikes, is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2016. Richard has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard James Glikes III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2025 - Present
GRANT WILLIAMS L.P.
Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103November 3, 2023 - December 21, 2023
RUSSELL INVESTMENTS
December 9, 2022 - December 21, 2023
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 7, 2022 - December 1, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 12, 2016 - January 3, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2025)
Exams
Series 7TO
Date: 12/27/2022
General Securities Representative ExaminationFINRA
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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