LB
Lucas M. Brea
EPIC ADVISORY SERVICES CORP
Boca Raton, FL 33431
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CRD#: 6610365
LB
Professional summary
Lucas Maria Brea is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Boca Raton, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Lucas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AVP Relationship Management at Epic Advisory Services, an advisory firm in FL. Location: 1951 NW 19th Street, Suite 203, Boca Raton, FL 33431. Start date in new capacity: 7/2023. Duties: Serve as a liaison between sales personnel and company in order to coordinate and facilitate support and business. Time devoted: 30 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Maria Brea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2023 - Present
EPIC ADVISORY SERVICES CORP
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431RIA
CRD#: 176526
Boca Raton, FL
Current
July 19, 2016 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431BD
CRD#: 166756
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/19/2016)
IAR
Florida(8/17/2023)
IAR
Georgia(7/10/2024)
RR
Texas(8/5/2024)
RR
Virginia(12/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 829-2173
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 121,138,246 |
Red Flags
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Company Information
EPIC ADVISORY SERVICES CORP
CRD#: 176526Boca Raton, FL 33431TRUST BUT VERIFY
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