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Russell L. Thompson

FMSA
Daytona Beach, FL 32114
Some features on this profile are disabled
CRD#: 6610312
RT
Russell L ThompsonFMSA

Professional summary

Russell L Thompson, who also goes by Russell Lee Thompson, is a registered financial advisor currently at FMSA located in Daytona Beach, Florida.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Russell has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Russell Lee Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
H&R INSURANCE AND FINANCIAL SERVICES LLC POSITION: Partner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 DESCRIPTION: Commercial Liability Insurance and Property Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell L Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2026 - Present

FMSA

Office #1: 132 W International Speedway Blvd Ste. 23 , Daytona Beach, FL 32114
RIA
CRD#: 154136
Daytona Beach, FL
Past

June 2, 2023 - August 17, 2026

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
Daytona Beach, FL
Past

August 12, 2022 - August 17, 2026

REGULUS FINANCIAL GROUP, LLC

BD
CRD#: 150631
Daytona Beach, FL
Past

May 30, 2018 - April 14, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Port Orange, FL
Past

September 28, 2016 - June 15, 2018

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
MELBOURNE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FMSA
FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA
Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/22/2026)

Exams

What does exam status mean?
State Security Law Exam
IAR
Series 65
Status Unavailable
Passed: 4/7/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 9/28/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FM
FMSA
FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA
Registered Investment Advisory firm - (8/23/2010 Approved)
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Contact information

Main Address
Delray Beach, FL
Mailing Address
Phone number
(561) 289-2602
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (2/11/2026)

Regulatory assets under management

Total Number of Accounts1,784
AUM (Assets Under Management)$ 216,378,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMSA

CRD#: 154136Daytona Beach, FL 32114

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