JD
Joshua D. Donofry
KESTRA ADVISORY SERVICES
Frederick, MD 21701
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CRD#: 6610272
JD
Professional summary
Joshua Daniel Donofry, CIMA®, who also goes by Joshua Donofry, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Donofry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 SW Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Portfolio manager, employee Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Trading operations, portfolio management, investment research. Name: RS Will Wealth Management LLC Investment Related: Yes Address: 154 A N Market St. Frederick MD 21701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Portfolio manager, employee. Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Portfolio management, investment research, trading operations. Name: The Community Foundation of Frederick County Investment Related: No Address: 312 E Church St Frederick MD 21701 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member of the Investment committe Start Date: 2/24/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Investment Committe member responsible for advising and monitoring the endowment portfolio of the foundation as well as due diligence on any new investments. Name: HOOD COLLEGE - ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: Adjunct Professor INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2022 ADDRESS: 401 Rosemont Ave, Frederick MD 2170 DESCRIPTION: Instruct the course (MGMT 370) at Hood College per syllabus. Name: THE COMMUNITY FOUNDATION OF FREDERICK COUNTY POSITION: Board of Directors Trustee. Member of the Investment Committee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 02/24/2021 ADDRESS: 312 E Church St, Frederick MD 21701, United States DESCRIPTION: Board of Directors Trustee and Investment Committe member responsible for advising and monitoring the endowment portfolio of the foundation as well as due diligence on any new investments.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Daniel Donofry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 154 North Market Street Suite A, Frederick, MD 21701RIA
CRD#: 283330
Frederick, MD
Current
September 4, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701BD
CRD#: 42046
Frederick, MD
Past
October 28, 2016 - September 10, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FREDERICK, MD
Past
September 1, 2016 - September 10, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FREDERICK, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2022)
RR
Arkansas(8/18/2022)
RR
California(8/18/2022)
RR
Colorado(8/18/2022)
RR
Connecticut(8/18/2022)
RR
Delaware(8/18/2022)
RR
District of Columbia(8/18/2022)
RR
Florida(8/18/2022)
RR
Georgia(8/18/2022)
RR
Idaho(8/18/2022)
RR
Illinois(8/18/2022)
RR
Indiana(8/18/2022)
RR
Kentucky(8/18/2022)
RR
Louisiana(8/18/2022)
RR
Maine(8/18/2022)
RR
Maryland(9/4/2020)
IAR
Maryland(9/4/2020)
RR
Massachusetts(8/18/2022)
RR
Michigan(8/18/2022)
RR
Minnesota(8/18/2022)
RR
Mississippi(8/18/2022)
RR
Montana(8/18/2022)
RR
Nebraska(8/18/2022)
RR
New Hampshire(8/18/2022)
RR
New Jersey(8/18/2022)
RR
New Mexico(8/18/2022)
RR
New York(8/18/2022)
RR
North Carolina(8/19/2022)
RR
North Dakota(8/18/2022)
RR
Ohio(8/18/2022)
RR
Oklahoma(8/18/2022)
RR
Oregon(1/14/2025)
RR
Pennsylvania(8/18/2022)
RR
Rhode Island(1/7/2025)
RR
South Carolina(8/18/2022)
RR
Tennessee(8/18/2022)
RR
Texas(8/18/2022)
IAR
Texas(8/18/2022)
RR
Utah(1/7/2025)
RR
Vermont(8/18/2022)
RR
Virginia(8/18/2022)
RR
Washington(8/18/2022)
RR
West Virginia(8/18/2022)
RR
Wisconsin(1/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
