Jonathan W. Moran

FENIMORE ASSET MANAGEMENT

COBLESKILL, NY 12043

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CRD#: 6610040

Professional summary

Jonathan William Moran, AIF® is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jonathan has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

City Slicker Sailing Club 2342 Knollsview Drive Niskayuna NY 12309 - owner of a local retail business. The business is primarily t-shirt sales. This is a for profit outside business activity, however, it is not investment related. The start date is 8/20/20. Less than an hour during weekdays, activity is primarily confined to weekends. Duties include owning the company and selling and marketing t-shirts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan William Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 8, 2025 - Present

FENIMORE ASSET MANAGEMENT, INC.

Office #1: 384 North Grand Street, Cobleskill, NY 12043

RIA

CRD#: 110946

COBLESKILL, NY

Current

May 2, 2024 - Present

FENIMORE SECURITIES, INC.

Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043

CRD#: 104391

Cobleskill, NY

Past

August 8, 2018 - February 14, 2024

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Past

February 22, 2017 - July 23, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA

Registered Investment Advisory firm - (12/22/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/16/2024)

Georgia
(10/16/2024)

Michigan
(10/16/2024)

Mississippi
(10/16/2024)

New Jersey
(5/2/2024)

New York
(5/2/2024)

IAR

New York
(1/8/2025)

Tennessee
(10/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/23/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/23/2018

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/22/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA

Registered Investment Advisory firm - (12/22/1974 Approved)

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Contact information

Main Address

384 North Grand Street, Cobleskill, NY 12043

Mailing Address

Phone number

(518) 234-4393

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FENIMORE ASSET MANAGEMENT INC ADV PART 2A (1/3/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 5,425,014,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan W. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan William Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

FENIMORE SECURITIES, INC.

LAZARD ASSET MANAGEMENT SECURITIES LLC

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

FENIMORE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2025

Series 66

Date: 5/23/2018

SIE

Date: 10/1/2018

Series 31

Date: 8/23/2018

Series 7

Date: 2/22/2017

FINRA

Current Firm

FENIMORE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FENIMORE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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