Daoran Alabin

JT ASSET ALLOCATION LLC

FRANKFORT, IL 60423

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CRD#: 6609107

Professional summary

Daoran Alabin is a registered financial advisor currently at JT ASSET ALLOCATION LLC located in Frankfort, Illinois.

Daoran is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daoran has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daoran Alabin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2022 - Present

JT ASSET ALLOCATION LLC

Office #1: 22809 S Mustang Road, Frankfort, IL 60423

RIA

CRD#: 291390

FRANKFORT, IL

Past

October 4, 2018 - June 10, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

FRANKFORT, IL

Past

December 21, 2017 - June 10, 2020

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

FRANKFORT, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2017

General Securities Representative Examination

Current Firm

JT ASSET ALLOCATION LLC

CRD#: 291390 / SEC#: 801-117117

Illinois

Registered Investment Advisory firm - (11/3/2022 Approved)

Michigan

Registered Investment Advisory firm - (6/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10441 163rd Place, Orlando Park, IL 60467

Mailing Address

Phone number

(312) 618-9298

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 2,776,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daoran Alabin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daoran Alabin's CRS (Customer Relationship Summary).

Certified licenses

Experience

JT ASSET ALLOCATION LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2017

Current Firm

JT ASSET ALLOCATION LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JT ASSET ALLOCATION LLC

TRUST BUT VERIFY

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