Scott Richard Lucks
CIMA®Professional Summary
Scott Richard Lucks, CIMA®, who also goes by Scott Lucks, is a registered financial advisor currently at WEITZ SECURITIES, INC. located in Omaha, Nebraska. Scott is registered as a RR (Registered Representative) and started their career in finance in 2016. Scott has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Lucks
Similar Advisors
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
Credentials
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
Current Firm
WEITZ SECURITIES, INC.
Contact Information
Main Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131Mailing Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131Phone Number
(402) 391-1980Established
Nebraska since 01/03/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEITZ INVESTMENT MANAGEMENT, INC. | BUSINESS AFFILIATE | 105088 |
| BENNETT, SHAR MARIE | VICE PRESIDENT, TREASURER | 4224171 |
| BOYNE, JAMES JOSEPH | VICE PRESIDENT, ASSISTANT TREASURER | 2370445 |
| DETISCH, JOHN ROBERT | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, DIRECTOR | 5895775 |
| DORSEY, LORI ANN | VICE PRESIDENT | 2077073 |
| WEITZ, ANDREW STEVEN | PRESIDENT; DIRECTOR | 3070689 |
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
State Registrations and Notice Filings
(2/14/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2016About the Series 6 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - BD
Click below to view Scott Richard Lucks's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.