Sandra D. Munilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Del Pilar Munilla was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2016. Sandra had worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2016 - May 5, 2016
STONEX INTERNATIONAL SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667 / SEC#: , 8-67840
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| CARTER, JAY WILSON | DIRECTOR | 2412541 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR | 4976402 |
| JONES, JONATHAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 4635401 |
| NEALON, TIFFANY | CHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE: PRINCIPAL OPERATING OFFICER | 4858359 |
| SHAFFER, ROGER L | DIRECTOR | 1921270 |
| VIDAURRI, EVERARDO | DIRECTOR, CEO, ROSFP, EXECUTIVE REP | 2340353 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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