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ND

Nicholaus R. Domachowski

CARROLL ADVISORY GROUP
TEXARKANA, TX 75503
Some features on this profile are disabled
CRD#: 6608400
ND

Professional summary

Nicholaus Ryne Domachowski, who also goes by Nick Domachowski, Nicholaus R Domachowski, Nick Ryne Domachowski, is a registered financial advisor currently at CARROLL ADVISORY GROUP located in Texarkana, Texas.

Nicholaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nicholaus has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nick Domachowski | Nicholaus R Domachowski | Nick Ryne Domachowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholaus Ryne Domachowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2025 - Present

CARROLL ADVISORY GROUP

Office #1: 4203 Richmond Place, Texarkana, TX 75503
RIA
CRD#: 334565
TEXARKANA, TX
Past

February 7, 2025 - December 2, 2025

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA
CRD#: 141849
Texarkana, TX
Past

February 15, 2022 - December 20, 2024

ALLEGHENY INVESTMENTS, LTD.

RIA
CRD#: 7597
McMurray, PA
Past

February 15, 2022 - December 20, 2024

ALLEGHENY FINANCIAL GROUP LTD

RIA
CRD#: 104690
PITTSBURGH, PA
Past

February 15, 2022 - December 20, 2024

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
PITTSBURGH, PA
Past

October 27, 2020 - January 24, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEWICKLEY, PA
Past

February 14, 2020 - January 24, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SEWICKLEY, PA
Past

December 19, 2018 - January 21, 2020

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
BETHEL PARK, PA
Past

February 16, 2016 - January 12, 2017

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CARROLL ADVISORY GROUP
CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/28/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/12/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/16/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
CARROLL ADVISORY GROUP
CARROLL ADVISORY GROUP | CARROLL ADVISORY GROUP, LLC

CRD#: 334565 / SEC#: 801-132029

RIA
Registered Investment Advisory firm - (3/13/2025 Approved)
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Contact information

Main Address
4203 Richmond Place, Texarkana, TX 75503
Mailing Address
Phone number
(903) 793-4014
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARROLL ADVISORY GROUP FORM ADV PART 2A (2/18/2026)

Regulatory assets under management

Total Number of Accounts712
AUM (Assets Under Management)$ 341,058,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARROLL ADVISORY GROUP

CRD#: 334565Texarkana, TX 75503

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