Alex S. Bethune

ZERO DAY CAPITAL ENTERPRISES LLC

Tampa, FL

Some features on this profile are disabled

CRD#: 6608358

Professional summary

Alex Spencer Bethune, CFP®, who also goes by Alex Bethune, Alex S Bethune, is a registered financial advisor currently at ZERO DAY CAPITAL ENTERPRISES LLC located in Tampa, Florida.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alex has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Bethune | Alex S Bethune

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Money Planning, LLC; Yes; Tampa, FL; Insurance Services; Insurance Agent; 03/2025; 80/ HRS MO; 80/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Spencer Bethune's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

RIA

CRD#: 105375

New Port Richey, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2020

Uniform Investment Adviser Law Examination

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

West Point, NY

Mailing Address

Phone number

(702) 271-3265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERO DAY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (6/27/2025)

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 38,196,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alex S. Bethune

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Spencer Bethune's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZERO DAY CAPITAL ENTERPRISES LLC

INSTRUMENTAL WEALTH, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

CPS INVESTMENT ADVISORS

PROVISE MANAGEMENT GROUP, LLC

Primary Firm SEC Registration

ZERO DAY CAPITAL ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2020

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERO DAY CAPITAL ENTERPRISES LLC

TRUST BUT VERIFY

Similar Advisors