GA
Garrett S. Allen
SOLTIS INVESTMENT ADVISORS
Salt Lake City, UT 84101
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CRD#: 6607537
GA
Professional summary
Garrett Steven Allen is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in Salt Lake City, Utah.
Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Garrett has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 40518 | Org Name:Church of Jesus Christ of Latter Day Sai | Org Addr:Salt Lake City, UT, US | Nature of Bus:To help others learn and grow in their faith. | Invst Rel:N | Title:The Church of Jesus Christ of Latter Say Saints | Duties:I work with the sound,light, and other technical equipment used in producing events and broadcasts. | Start Dt:01/25/2016 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0 OAA#: 45109 | Org Name:Free Lance | Org Addr:Salt lake City, UT, US | Nature of Bus:Supporting technical theatre needs. | Invst Rel:N | Title:Self employeed | Duties:I will work doing video visual skills supporting shows and technical events. | Start Dt:08/16/2016 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:3
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Steven Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2025 - Present
SOLTIS INVESTMENT ADVISORS, LLC
Office #1: 222 S Main Ste 1776, Salt Lake City, UT 84101RIA
CRD#: 154690
Salt Lake City, UT
Past
March 4, 2016 - April 30, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
RIA
Registered Investment Advisory firm - (9/20/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(7/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
RIA
Registered Investment Advisory firm - (9/20/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 North Main Suite 400, St. George, UT 84770
Mailing Address
Phone number
(435) 674-1600
Established
Firm type
Fiscal year end
# of Employees
95
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,499 |
| AUM (Assets Under Management) | $ 8,352,553,865 |
Red Flags
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Company Information
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690Salt Lake City, UT 84101TRUST BUT VERIFY
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