SF

Shawn T. Fox

Some features on this profile are disabled
CRD#: 6607213
SF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn T Fox was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2016. Shawn had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 16, 2016 - November 29, 2016

SCHNEIDER DOWNS CORPORATE FINANCE, LP

BD
CRD#: 133841
PITTSBURGH, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SD
SCHNEIDER DOWNS CORPORATE FINANCE, LP
LEWIS & CLARK INVESTMENTS, LP | SCHNEIDER DOWNS CORPORATE FINANCE, LP

CRD#: 133841 / SEC#: , 8-66791

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
One Ppg Place, Suite 1700, Pittsburgh, PA 15222
Mailing Address
One Ppg Place, Suite 1700, Pittsburgh, PA 15222
Phone number
(412) 261-3644
Established
Pennsylvania since 08/17/2004
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
THOMPSON, STEVEN DOUGLASSHAREHOLDER4900213
WRIGHT, ERIC MITCHELLSHAREHOLDER4900194
ALLISON, GREGORY LEESHAREHOLDER7004046
ARMKNECHT, PATRICK BRENNANSHAREHOLDER6689852
BARBER, STEVEN ALLENSHAREHOLDER6847145
BARRETT, JEANNE MSHAREHOLDER6263533
BOLES, JULIE ANN MCMILLANCHIEF COMPLIANCE OFFICER6934896
BROGAN, STACI LSHAREHOLDER6263536
BRUCE, JOSEPH ANDREWSHAREHOLDER6550701
DEFRANK, EUGENE M.SHAREHOLDER4900201
DIPIETRANTONIO, MARK ANTHONYSHAREHOLDER6550604
EICHELBERGER, DEREK JOSEPHSHAREHOLDER4644258
FRIEL, EDWARD RICHARDSHAREHOLDER5103827
GOODE, ADAM JOSHUASHAREHOLDER7410064
IELASE, TONY PAULSHAREHOLDER7419488
JAMES, KIMBERLY LYNNSHAREHOLDER7004006
KERNS, PATRICK FRANCISSHAREHOLDER7004050
LIEBERMAN, PETER JUSTINCHIEF EXECUTIVE OFFICER / SHAREHOLDER2974730
LOMBARDO, NICHOLAS DAVIDSHAREHOLDER7410097
LUMPKIN, JASON MICHAELSHAREHOLDER6847395
MCELROY, CHRISTOPHER SCOTTSHAREHOLDER7171316
MORALLY, DOUGLAS JOSEPHSHAREHOLDER7171287
MULLEN, SARAH EMILYCHIEF FINANCIAL OFFICER8060430
OGRODNIK, EVANSHAREHOLDER6375736
PETTKO, THEODORE MARKSHAREHOLDER5726244
PHILLIPS, DANIEL PATTONSHAREHOLDER5452245
PIOT, SARAH RITASHAREHOLDER7409531
SCHARF, CARL DAVIDSHAREHOLDER7003988
SCHINDLER, DARIN G.SHAREHOLDER7352365
SCHNEIDER DOWNS CORPORATE FINANCE, LLCGENERAL PARTNER
STALEY, JASON ROBERTSHAREHOLDER5408661
STEELE, JUSTIN CHARLESSHAREHOLDER7171291
WARREN, TREVOR PEPKESHAREHOLDER6847385
WEDDELL, LAUREN ELIZABETHSHAREHOLDER6847376
WERNER, MATTHEW CHARLESSHAREHOLDER7409409
WORTH, STEPHEN RILEYSHAREHOLDER8140320
YARD, JAMES BUOY JR.SHAREHOLDER5245990

Red Flags


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Company Information


SCHNEIDER DOWNS CORPORATE FINANCE, LP

CRD#: 133841

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