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JH

John Yates Hudson

CRD# 6607126·Registered 2016 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Yates Hudson, who also goes by Yates Hudson, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2016 - 2016. John had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yates Hudson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

PATHLIGHT INVESTORS, LLC·CRD# 151479
RIA
Phoenix, AZ
June 27, 2016 - December 31, 2016
WADDELL & REED·CRD# 866
BD
Scottsdale, AZ
March 16, 2016 - March 30, 2016

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Current Firm

PI
PATHLIGHT INVESTORS, LLC

CACTUS WEALTH ADVISORS, LLC | PATHLIGHT INVESTORS, LLC

CRD#: 151479 / SEC#: 801-70599

Contact Information

Main Address

3131 East Camelback Road Suite 135, Phoenix, AZ 85016

Documents

Latest Form ADV

Part 2 Brochures

PATHLIGHT INVESTORS ADV PART 2 (3/20/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JH
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