GS
Gregory S. Shea
DE NOVO CAPITAL LLC
Granite Bay, CA
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CRD#: 6607066
GS
Professional summary
Gregory Scott Shea is a registered financial advisor currently at DE NOVO CAPITAL LLC located in Granite Bay, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Gregory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Scott Shea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2016 - Present
DE NOVO CAPITAL LLC
RIA
CRD#: 282458
Granite Bay, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/21/2016)
Current Firm
DN
DE NOVO CAPITAL LLC
DE NOVO CAPITAL LLC
CRD#: 282458 / SEC#:
California
Registered Investment Advisory firm - (3/21/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Granite Bay, CA
Mailing Address
Phone number
(916) 751-6421
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,350,000 |
Red Flags
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