Brian P. Connors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Connors, CFP® was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2016. Brian had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2018 - May 29, 2020
VESTOR CAPITAL SECURITIES, LLC
October 17, 2018 - December 31, 2021
VESTOR CAPITAL, LLC
July 19, 2016 - April 27, 2017
J.P. MORGAN SECURITIES LLC
March 22, 2016 - April 27, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationCurrent Firm
VESTOR CAPITAL SECURITIES, LLC
CRD#: 15809 / SEC#: , 8-32743
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
