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Brett C. Goverman
FINANCIAL SOLUTIONS ASSOCIATES
Dedham, MA 02026
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CRD#: 6606767
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Professional summary
Brett Charles Goverman, CFP® is a registered financial advisor currently at FINANCIAL SOLUTIONS ASSOCIATES located in Dedham, Massachusetts.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brett has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Charles Goverman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 23, 2016 - Present
FINANCIAL SOLUTIONS ASSOCIATES
Office #1: 990 Washington Street Suite 317, Dedham, MA 02026RIA
CRD#: 130397
Dedham, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SOLUTIONS ASSOCIATES
FINANCIAL SOLUTIONS ASSOCIATES | GOVERMAN, BARNET | GOVERMAN FINANCIAL SOLUTIONS, LLC
CRD#: 130397 / SEC#: 801-121840
RIA
Registered Investment Advisory firm - (7/26/2021 Approved)Florida
Registered Investment Advisory firm - (8/4/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (8/4/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (8/23/2021 Terminated)New York
Registered Investment Advisory firm - (8/4/2021 Terminated)Texas
Registered Investment Advisory firm - (8/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(2/29/2016)
IAR
New York(2/16/2024)
IAR
Texas(2/23/2016)
Current Firm
FS
FINANCIAL SOLUTIONS ASSOCIATES
FINANCIAL SOLUTIONS ASSOCIATES | GOVERMAN, BARNET | GOVERMAN FINANCIAL SOLUTIONS, LLC
CRD#: 130397 / SEC#: 801-121840
RIA
Registered Investment Advisory firm - (7/26/2021 Approved)Florida
Registered Investment Advisory firm - (8/4/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (8/4/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (8/23/2021 Terminated)New York
Registered Investment Advisory firm - (8/4/2021 Terminated)Texas
Registered Investment Advisory firm - (8/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
990 Washington Street Suite 317, Dedham, MA 02026
Mailing Address
Phone number
(781) 251-0505
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 568 |
| AUM (Assets Under Management) | $ 155,861,000 |
Red Flags
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Company Information
FINANCIAL SOLUTIONS ASSOCIATES
CRD#: 130397Dedham, MA 02026TRUST BUT VERIFY
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