Julia A. Punj

ELLEVITY CAPITAL

Fairfield, IA 52556

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CRD#: 6606717

Professional summary

Julia Anjali Punj is a registered financial advisor currently at ELLEVITY CAPITAL, LLC located in Fairfield, Iowa.

Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Julia has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Veraison Wine Bar ; investment related: No; Location of the business: 508 North 2nd Street, Fairfield, IA 52556; Description of the business: Wine Bar; Position Title: Owner; Responsibilities Duties: Owning the business, hiring staff, supervising staff, ordering wine ; Start date with business: 2020-08-01; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 50.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Anjali Punj's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2017 - Present

ELLEVITY CAPITAL, LLC

Office #1: 508 North Second Street, Fairfield, IA 52556

RIA

CRD#: 282390

Fairfield, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2017

Uniform Investment Adviser Law Examination

Current Firm

ELLEVITY CAPITAL, LLC

EINSULATION.COM, INC. | ELLEVITY CAPITAL, LLC | ELLEVITY CAPITAL, INC. | ELLEVITY CAPITAL

CRD#: 282390 / SEC#:

California

Registered Investment Advisory firm - (9/28/2018 Terminated)

Colorado

Registered Investment Advisory firm - (6/27/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/9/2018 Terminated)

Iowa

Registered Investment Advisory firm - (3/18/2016 Approved)

Puerto Rico

Registered Investment Advisory firm - (7/13/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dorado, PR

Mailing Address

Phone number

(713) 478-5538

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 51,055,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julia A. Punj

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Anjali Punj's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLEVITY CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2017

Current Firm

ELLEVITY CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELLEVITY CAPITAL, LLC

TRUST BUT VERIFY

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