David A. Desanto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allen Desanto was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 15 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1988 - October 31, 1988
HIBBARD BROWN & CO., INC.
April 22, 1988 - June 13, 1988
CAPITOL SECURITIES MANAGEMENT, INC.
August 11, 1987 - April 14, 1988
DAVID A. DESANTO & ASSOCIATES ADVISORY SERVICES, INC.
October 12, 1984 - September 9, 1986
FOCUS SECURITIES, INC.
July 25, 1984 - November 8, 1984
VOSS & CO., INC.
April 28, 1980 - July 24, 1984
CARDELL & ASSOCIATES, INCORPORATED
January 14, 1977 - September 19, 1986
PROVIDENT MARKETING CORPORATION
July 23, 1976 - January 14, 1977
PLA SECURITIES CORPORATION
June 15, 1974 - February 18, 1987
HIMCO DISTRIBUTION SERVICES COMPANY
June 6, 1974 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
November 1, 1973 - August 3, 1975
VOYAGER SECURITIES, INC.
January 29, 1973 - April 2, 1981
VERAVEST INVESTMENTS, INC.
December 11, 1970 - April 12, 1977
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
June 5, 1970 - October 16, 1976
PIEDMONT CAPITAL CORPORATION
July 9, 1969 - April 2, 1981
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/19/1969
Registered Representative ExaminationCurrent Firm
HIBBARD BROWN & CO., INC.
CRD#: 18246 / SEC#: , 8-36318
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
