Matthew W. Paprocki

MEDIQUS ASSET ADVISORS

CHICAGO, IL 60631-3655

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CRD#: 6606581

Professional summary

Matthew Wallace Paprocki, CFP® is a registered financial advisor currently at MEDIQUS ASSET ADVISORS, INC. located in Chicago, Illinois and AUSDAL FINANCIAL PARTNERS, INC. located in Chicago, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEDIQUS ASSET ADVISORS, INC; INVESTMENT RELATED; CHICAGO, IL; INSURANCE SALES; AGENT; ACTIVITY BEGAN 01/2016; I DEVOTE APPX ONE HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THE TIME DURING TRADING HOURS; EVALUATE AND PROVIDE COMPETITIVE AND APPROPRIATE LIFE AND DISABILITY PRODUCTS TO CLIENTS. ATTORNEY AT LAW; NOT INVESTMENT RELATED; CHICAGO, IL, LEGAL; ATTORNEY; ACTIVITY BEGAN 01/2021; I DEVOTE NO HOURS TO THIS ACTIVITY; I HOLD A LAW LICENSE BUT AM NOT A PRACTICING ATTORNEY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Wallace Paprocki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 1, 2016 - Present

MEDIQUS ASSET ADVISORS, INC.

Office #1: 8750 W. Bryn Mawr Ste 325, Chicago, IL 60631-3655

RIA

CRD#: 107694

CHICAGO, IL

Current

January 18, 2021 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 8750 W. Bryn Mawr Ave. Suite # 325, Chicago, IL 60631

RIA

CRD#: 7995

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC | MEDIQUS ASSET ADVISORS, INC.

CRD#: 107694 / SEC#: 801-50225

RIA

Registered Investment Advisory firm - (9/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(9/1/2016)

Illinois
(3/12/2021)

IAR

Texas
(3/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/12/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/1/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/17/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/21/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC | MEDIQUS ASSET ADVISORS, INC.

CRD#: 107694 / SEC#: 801-50225

RIA

Registered Investment Advisory firm - (9/28/1995 Approved)

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Contact information

Main Address

8750 W. Bryn Mawr Ste 325, Chicago, IL 60631-3655

Mailing Address

Phone number

(312) 419-3733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2AB FOR MEDIQUS ASSET ADVISORS (5/13/2025)

ADV BROCHURE PART 2AB WEALTH BUILDER (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,399
AUM (Assets Under Management)	$ 1,301,315,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew W. Paprocki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Wallace Paprocki's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

Primary Firm SEC Registration

MEDIQUS ASSET ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/12/2021

Series 65

Date: 9/1/2016

Series 7TO

Date: 1/17/2021

SIE

Date: 12/21/2020

FINRA

Current Firm

MEDIQUS ASSET ADVISORS, INC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEDIQUS ASSET ADVISORS, INC.

TRUST BUT VERIFY

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