JW
Jeffrey R. Waters
CARSONALLARIA WEALTH MANAGEMENT, LTD.
GLEN CARBON, IL 62034
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CRD#: 6606101
JW
Professional summary
Jeffrey Ryan Waters, who also goes by Jay Waters Waters, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jeffrey has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Waters Waters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RUBY CREST APARTMENTS, LLC, 920 W. CROBIN STREET BETHALTO, IL 62010. 06/13/2022, OWNER/MANAGING MEMBER- PERSONAL REAL ESTATE INVESTMENTS. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 2) MHP, LCC. 65 WOODCREST DRIVE BETHALTO, IL 62010. MANAGING MEMBER. PERSONAL REAL ESTATE INVESTMENT. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 3) WCF, LCC. 65 WOODCREST DRIVE BETHALTO, IL 62010. MANAGING MEMBER. PERSONAL REAL ESTATE INVESTMENT. WILL RECEIVE INCOME THROUGH DISTRIBUTIONS. NOT INVESTMENT RELATED. 1 HR/WK 4) MVR PROPERTIES; NOT INVESTMENT RELATED; 2246 S STATE ROUTE 157 GLEN CARBON IL 62034; NATURE OF BUSINESS IS TO INVEST IN PROPERTIES; TITLE: MEMBER; START DATE: 07/29/2024; APPROX <4 HRS/MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES ARE SOLELY OWNING THE BUILDING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ryan Waters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2021 - Present
CARSONALLARIA WEALTH MANAGEMENT, LTD.
Office #1: 2246 S. State Route 157 Suite 225, Glen Carbon, IL 62034RIA
CRD#: 157998
GLEN CARBON, IL
Past
September 22, 2020 - December 8, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Glen Carbon, IL
Past
February 27, 2020 - June 10, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SAINT LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/12/2021)
IAR
Texas(11/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/27/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034
Mailing Address
Phone number
(618) 288-9505
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 567,460,328 |
Red Flags
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Company Information
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CRD#: 157998Glen Carbon, IL 62034TRUST BUT VERIFY
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