Jeffrey Ryan Waters
Professional Summary
Jeffrey Ryan Waters, who also goes by Jay Waters Waters, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jeffrey has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jay Waters Waters
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
Contact Information
Main Address
1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034Phone Number
(618) 288-9505# of Employees
9SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,871AUM (Assets Under Management)
$791,823,560Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
State Registrations and Notice Filings
(11/12/2021)
(11/13/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2020About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ryan Waters's CRS (Customer Relationship Summary).
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