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KB

Katherine T. Byrne

DHJJ FINANCIAL ADVISORS
NAPERVILLE, IL 60563
Some features on this profile are disabled
CRD#: 6606061
KB

Professional summary

Katherine Theresa Byrne, CFP®, who also goes by Kathy Byrne, is a registered financial advisor currently at DHJJ FINANCIAL ADVISORS located in Naperville, Illinois.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Katherine has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathy Byrne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Theresa Byrne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

January 22, 2016 - Present

DHJJ FINANCIAL ADVISORS

Office #1: 184 Shuman Boulevard Suite 200, Naperville, IL 60563Office #2: 2560 Foxfield Road Suite 300, St. Charles, IL 60174
RIA
CRD#: 107034
NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DHJJ FINANCIAL ADVISORS
DHJJ FINANCIAL ADVISORS | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS LTD | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS | DHJJ FINANCIAL ADVISORS, LTD.

CRD#: 107034 / SEC#: 801-42639

RIA
Registered Investment Advisory firm - (11/13/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/22/2016)

Exams

Current Firm

DF
DHJJ FINANCIAL ADVISORS
DHJJ FINANCIAL ADVISORS | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS LTD | DIGIOVINE HNILO JORDAN & JOHNSON FINANCIAL ADVISORS | DHJJ FINANCIAL ADVISORS, LTD.

CRD#: 107034 / SEC#: 801-42639

RIA
Registered Investment Advisory firm - (11/13/1992 Approved)
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Contact information

Main Address
184 Shuman Boulevard Suite 200, Naperville, IL 60563
Mailing Address
Phone number
(630) 420-1360
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (7 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE FOR DHJJ FINANCIAL ADVISORS (2/14/2025)

Regulatory assets under management

Total Number of Accounts1,366
AUM (Assets Under Management)$ 543,508,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DHJJ FINANCIAL ADVISORS

CRD#: 107034Naperville, IL 60563

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