KH
Kelly V. Hong
HOLLENCREST CAPITAL MANAGEMENT
Newport Beach, CA 92660-8903
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CRD#: 6606048
KH
Professional summary
Kelly V Hong, who also goes by So V Dang, is a registered financial advisor currently at HOLLENCREST CAPITAL MANAGEMENT, LLC located in Newport Beach, California.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kelly has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
So V Dang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly V Hong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2016 - Present
HOLLENCREST CAPITAL MANAGEMENT, LLC
Office #1: 100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903RIA
CRD#: 46217
Newport Beach, CA
Past
August 12, 2016 - January 2, 2018
HOLLENCREST CAPITAL MANAGEMENT, LLC
BD
CRD#: 46217
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HOLLENCREST CAPITAL MANAGEMENT, LLC
HOLLENCREST CAPITAL MANAGEMENT | HOLLENCREST SECURITIES, LLC | HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
RIA
Registered Investment Advisory firm - SEC (10/2/1998 Approved)BD
Terminated by SEC on 01/14/2018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HC
HOLLENCREST CAPITAL MANAGEMENT, LLC
HOLLENCREST CAPITAL MANAGEMENT | HOLLENCREST SECURITIES, LLC | HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
RIA
Registered Investment Advisory firm - SEC (10/2/1998 Approved)BD
Terminated by SEC on 01/14/2018
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Contact information
Main Address
100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903
Mailing Address
Phone number
(949) 737-7700
Established
California since 06/10/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
19
SEC notice filing (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELLIZZON, GREGORY PAUL | MANAGING MEMBER | 712667 |
| PELLIZZON, PETER JOSEPH | CHIEF OPERATING OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | CHIEF COMPLIANCE OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | MANAGING PARTNER | 1236771 |
| PELLIZZON, PETER JOSEPH | ROSFP | 1236771 |
| WOLFORD, ROBERT BURR | MUNICIPAL SER. PRINCIPAL | 1336627 |
| WOLFORD, ROBERT BURR | FINOP | 1336627 |
| SCHULMAN, MICHAEL ASHLEY | MANAGING DIRECTOR | 5044091 |
| KONON, JAMES JR | ROSFP | 2386644 |
| KONON, JAMES JR | OPERATIONS MANAGER - AML OFFICER | 2386644 |
Regulatory assets under management
| Total Number of Accounts | 1,296 |
| AUM (Assets Under Management) | $ 2,667,216,370 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 10/21/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
