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Justin Samuel Baker

Justin S. Baker

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CRD#: 6605595
Justin Samuel Baker
Justin Samuel Baker

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Samuel Baker, CFA, CFP®, who also goes by Justin Samuel Baker, Justin Baker, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2016. Justin had worked at 9 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

Biography

As an Investment Consultant with Fidelity Investments, my role is to provide value to clients by educating in such a way that makes capital markets decisions become simple and less stressful. How? I rearticulate the complicated, draw on extensive experience to put things in context, and I care deeply about the outcome. Navigating capital markets and making retirement planning decisions can be stressful, complicated, and emotional. Having someone in your corner, offering their understanding,

Aliases

Justin Samuel Baker | Justin Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

CFP®

Certified Financial Planner

Education

Colorado State University

Master of Accountancy - Accounting

2019

Colorado State University

Bachelor of Accountancy - Accounting

2016

Experience

Past

September 23, 2025 - June 29, 2026

ROBINHOOD ASSET MANAGEMENT

RIA
CRD#: 323736
Arvada, CO
Past

January 6, 2025 - June 29, 2026

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

December 4, 2023 - February 21, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

December 4, 2023 - February 21, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

January 22, 2021 - October 12, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past

January 12, 2021 - October 11, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BELLEVUE, WA
Past

October 1, 2019 - September 18, 2020

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LAKEWOOD, CO
Past

October 1, 2019 - September 18, 2020

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LAKEWOOD, CO
Past

January 15, 2019 - April 22, 2019

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
Phoenix, AZ
Past

January 14, 2019 - April 22, 2019

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

May 21, 2018 - December 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

May 7, 2018 - December 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ
Past

February 26, 2016 - March 14, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA
Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/18/2025
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2016
General Securities Representative Examination

Current Firm

RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA
Registered Investment Advisory firm - (1/14/2025 Approved)
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Contact information

Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts81,015
AUM (Assets Under Management)$ 158,695,275

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/25/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD ASSET MANAGEMENT

Investment ConsultantCRD#: 323736

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