Justin S. Baker
Professional summary
Justin Samuel Baker, CFA, CFP®, who also goes by Justin Samuel Baker, Justin Baker, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Arvada, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Justin has worked at 9 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin Samuel Baker's CRS (Customer Relationship Summary).
Certified licenses
Education
Colorado State University
Master of Accountancy - Accounting
2019
Colorado State University
Bachelor of Accountancy - Accounting
2016
Experience
September 23, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
January 6, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202December 4, 2023 - February 21, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
December 4, 2023 - February 21, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
January 22, 2021 - October 12, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 12, 2021 - October 11, 2023
FIDELITY BROKERAGE SERVICES LLC
October 1, 2019 - September 18, 2020
EQUITABLE ADVISORS, LLC
October 1, 2019 - September 18, 2020
EQUITABLE ADVISORS, LLC
January 15, 2019 - April 22, 2019
USAA INVESTMENT SERVICES COMPANY
January 14, 2019 - April 22, 2019
USAA FINANCIAL ADVISORS, INC.
May 21, 2018 - December 5, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 2018 - December 5, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 2016 - March 14, 2018
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
