Spencer L. Ford
AE WEALTH MANAGEMENT
Harrison, OH 45030
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CRD#: 6605222
Professional summary
Spencer Loren Ford, CFP®, who also goes by Spencer Ford, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Harrison, Ohio and MADISON AVENUE SECURITIES, LLC located in Harrison, Ohio.
Spencer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Spencer has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Spencer Ford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CONSERVATIVE FINANCIAL SOLUTIONS; YES INVESTMENT RELATED; 10403 HARRISON AVE, HARRISON, OH 45030; FINANCIAL CONSULTING ADVICE, FIXED INSURANCE SALES, REGISTERED FINANCIAL CONSULTANT; CHIEF OPERATING OFFICER/WEALTH ADVISOR; 01/11/2016; APPROX 160HRS/MO; APPROX 130HRS/MO DURING SECURITIES TRADING HOURS; CHIEF OPERATING OFFICER/WEALTH ADVISOR. I OVERSEE DAY TO DAY OPERATIONS, MEET WITH CLIENTS AND PROSPECTS, AND DEVELOP AND IMPLEMENT FINANCIAL PLANS THAT INCLUDE INVESTMENTS AND INSURANCE PRODUCTS 2) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; 09/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 3) HARRISON TAX & ACCOUNTING; YES INVESTMENT RELATED; 10403 HARRISON AVE, HARRISON OH 45030; TAX PREPARING AND PLANNING, ACCOUNTING, PAYROLL; MANAGING MEMBER; 01/2017; APPROX 40HRS/MO; APPROX 40HRS/MO DURING SECURITIES TRADING HOURS; MANAGING MEMBER. OWNER 50%. MEET WITH MANAGING DIRECTOR WEEKLY TO REVIEW BUSINESS ACTIVITY AND PLAN FOR FUTURE BUSINESS ENDEVORS 4) AS FORD HOLDINGS LLP; YES INVESTMENT REALTED; 4081 ST ROAD 1, BROOKVILLE, IN 47012; THE LLP OWNS BUILDINGS THAT TENANTS RENT SPACE FROM; PARTNER; 6/8/2023; 3HRS/MO; 3HRS/MO DURING SECURITIES TRADING HOURS; I AM RESPONSIBLE FOR HELPING TO MAINTAIN THE OFFICE BUILDING. 5) AUTHOR; NOT INVESTMENT RELATED; 10403 HARRISON AVE, HARRISON, OH 45030; AUTHOR; AUTHOR; 8/19/2025; 20HRS/MO; 15HRS/MO DURING SECURITIES TRADING HOURS; WILL MAKE EDITS AND POTENTIALLY REVISE CURRENT BOOK OR WRITE ANOTHER BOOK.
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Loren Ford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
May 23, 2017 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 10403 Harrison Ave Suite 100, Harrison, OH 45030Office #2: 348 Walnut St, Lawrenceburg, IN 47025Office #3: 155 N Fort Thomas Ave, Ft. Thomas, KY 41075Office #4: 2135 Chamber Center Dr, Lakeside Park, KY 41017Office #5: 7908 Cincinnati Dayton Rd Ste I, West Chester, OH 45069RIA
CRD#: 282580
Harrison, OH
Current
January 3, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 10403 Harrison Ave Suite 100, Harrison, OH 45030Office #2: 7908 Cincinnati Dayton Road, Suite I, West Chester Township, OH 45069Office #3: 2135 Chamber Center Drive, Fort Mitchell, KY 41017Office #4: 348 Walnut St, Lawrenceburg, IN 47025RIA
BD
CRD#: 23224
Harrison, OH
Past
January 27, 2016 - May 8, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Harrison, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/13/2025)
IAR
Indiana(5/21/2019)
RR
Indiana(7/30/2019)
IAR
Kentucky(1/16/2019)
RR
Kentucky(7/30/2019)
RR
Missouri(7/1/2020)
RR
North Carolina(6/23/2020)
IAR
Ohio(5/23/2017)
RR
Ohio(3/25/2019)
IAR
Texas(12/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Harrison, OH 45030TRUST BUT VERIFY
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