AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AL

Albert A. Lloyd

M&A SECURITIES GROUP
Wadsworth, OH 44281
Some features on this profile are disabled
CRD#: 6605110
AL

Professional summary

Albert Addison Mayes Lloyd III, who also goes by Al Lloyd, Albert Addison Lloyd, Albert Addison Mayes Lloyd, Albert Lloyd, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Wadsworth, Ohio.

Albert is registered as a RR (Registered Representative) and started their career in finance in 2016. Albert has worked at 3 firms and has passed the Series 63, SIE and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Al Lloyd | Albert Addison Lloyd | Albert Addison Mayes Lloyd | Albert Lloyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Addison Mayes Lloyd III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2023 - Present

M&A SECURITIES GROUP, INC.

Office #1: 5021 Ridge Road, Wadsworth, OH 44281
BD
CRD#: 39999
Wadsworth, OH
Past

December 2, 2020 - September 15, 2022

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OYSTER BAY, NY
Past

June 17, 2016 - January 3, 2019

MARSHBERRY CAPITAL, LLC.

BD
CRD#: 157384
WOODMERE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(4/10/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 6/17/2016
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
M&A SECURITIES GROUP, INC.
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.

CRD#: 39999 / SEC#: , 8-48926

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Phone number
(816) 888-7920
Established
Kansas since 12/18/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374
BURCH, JACOB RANDALOWNER6049983
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M&A SECURITIES GROUP, INC.

CRD#: 39999Wadsworth, OH 44281

TRUST BUT VERIFY

Monitor Albert Lloyd

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

TS
Tyler SchoettleAdvisorCheck Check Mark
SEVEN POINTS CAPITAL, LLC
PR
NEW YORK, NY
CH
Chantel HueAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
PR
NEW YORK, NY
Ronald William Guay
Ronald GuayAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
San Jose, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics