Lorri M. Defoor

SUSTAIN FINANCIAL

Olympia, WA

Some features on this profile are disabled

CRD#: 6604621

Professional summary

Lorri Michelle Defoor, CFP® is a registered financial advisor currently at SUSTAIN FINANCIAL INC. located in Olympia, Washington.

Lorri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lorri has worked at 2 firms and has passed the Series 65 exam.

Core Areas of Focus

Business Owners

Cash Flow/Budgets/Credit Issues

Entrepreneurs

Financial Psychology/Coaching

Hourly

Investment Advice with Ongoing Management

Question & Answer

What are your service offerings?

Socially Responsible Investing

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorri Michelle Defoor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 14, 2017 - Present

SUSTAIN FINANCIAL INC.

RIA

CRD#: 289303

Olympia, WA

Past

April 5, 2016 - June 21, 2017

SAWSTON WEALTH MANAGEMENT LLC

RIA

CRD#: 281222

OLYMPIA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/11/2023)

IAR

Massachusetts
(4/29/2025)

IAR

Washington
(9/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2016

Uniform Investment Adviser Law Examination

Current Firm

SUSTAIN FINANCIAL INC.

CRD#: 289303 / SEC#:

California

Registered Investment Advisory firm - (10/11/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (4/29/2025 Approved)

Washington

Registered Investment Advisory firm - (9/14/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Olympia, WA

Mailing Address

Po Box 5823, Lacey, WA 98509

Phone number

(360) 339-8611

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 38,675,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lorri M. Defoor

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorri Michelle Defoor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUSTAIN FINANCIAL INC.

SAWSTON WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2016

Current Firm

SUSTAIN FINANCIAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUSTAIN FINANCIAL INC.

TRUST BUT VERIFY

Contact information

Similar Advisors